Courses
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
A Comprehensive Guide to the Professional Investors Regime and Recent Changes
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, Fund Manager Series, SFC Reporting and Filing Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Walk Through the SFC Latest Business and Risk Management Questionnaire (BRMQ)
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Regulatory Recap and Regulatory Forecast and Landscape of 2023
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, All Regulatory Compliance Courses (Introduced in 2023)
Recent Trends and Focuses of SFC Regulatory Inspections, and Preparation Tips You Should Know
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Marketing Materials Review Skills Training
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Introduction to Virtual Asset Service Provider Regime and Virtual Assets Regulatory Update for Fund Managers
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Compliance Points To Note For Private Equity Investments
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, All Regulatory Compliance Courses (Introduced in 2022)
Summary on SFC Regulatory Changes in 2022
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, SFC Reporting and Filing Series
Training on SFC Financial Resources Returns Revised Forms (effective from 1 January 2022) (Particularly for SFC Type 4 and/or Type 9 Licensed Corporations)
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Cyber Security Series
SFC Guidelines for Reducing and Mitigating Hacking Risks Associated with Internet Trading
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Law Soc CPD Courses (1 CPD), Fund Manager Series, Type 9 Regulated Activities Related
Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Compliance Kick Off Online Training
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, 普通话课程, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Compliance Kick Off Online Training (Chinese Version)
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on Operational Risks of SFC Licensed Asset Management Companies
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on SFC Revised Fund Manager Code of Conduct - Key Areas of Changes and Dos and Don't's on Compliance