Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2026)
Navigating the Future of Fund Compliance: 2026 Outlook & the 2025 SFC Unit Trust Code Consultation
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2026)
Navigating the SFC’s Expanded Type 9 Regime and the newly revised SFC FRR Rules: Key Requirements & Strategic Planning
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2025)
Ongoing obligations and filing requirements for OFC, LPF and SFC E-Ip Portal
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2025)
Recap on SFC Notifications and Ongoing Obligations Requirements on SFC Licensed Corporations (with Quiz and Situational Analysis)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2025)
Filling the SFC's Business and Risk Management Questionnaire (BRMQ) Step-by-Step Workshop
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 6 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
A Brief Study of Recent SFC Enforcement Actions 2023 - 2024
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Compliance Kick Off Online Training For Fund Managers (Updated Sept 2023 Edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Case Studies on Ethical Dilemmas Faced by Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Ethical Performance Reporting and Marketing for Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Compliance Training on Operational Risks of SFC Licensed Asset Management Companies (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
A Comprehensive Guide to the Professional Investors Regime and Recent Changes
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series
Recent Trends and Focuses of SFC Regulatory Inspections, and Preparation Tips You Should Know
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 9 Regulated Activities Related
Marketing Materials Review Skills Training
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, Crypto/Virtual Assets, Token, Stablecoin Series
Introduction to Virtual Asset Service Provider Regime and Virtual Assets Regulatory Update for Fund Managers
