Case Studies on Ethical Dilemmas Faced by Fund Managers

This 1 hour training explored 8 critical areas of SFC compliance with analysis of 15 real-world cases of ethical dilemmas that are faced by fund managers as below:  

1. Duty to Employer
2. Outside Activities 
3. Performance Reporting
4. Personal Trading
5. Client Relationships
6. Client Advice
7. Investment and Trading
8. Research : Use of Artificial Intelligence

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.