Recap on SFC Notifications and Ongoing Obligations on SFC Licensed Corporations (with QUIZ and Situational Analysis)

HK$780 (1 CPT Hour)(English Version)


Looking to sharpen your understanding of SFC regulatory requirements and maintain compliance excellence? CompliancePlus presents a 1-hour online SFC CPT training, designed to equip professionals with practical insights and real-world applications for effective regulatory compliance.

Course Outline

Part 1 - SFC Notifications and Ongoing Obligations – Gain clarity on key reporting requirements and compliance duties.

Part 2 - SFC BRMQ Related Questions – Understand and tackle Business Risk Management Questionnaire (BRMQ) concerns.

Part 3 - QUIZ – Test your knowledge and reinforce critical compliance concepts.

Part 4 - Discussion with Situational Analysis – Engage in interactive discussions with real-world scenarios to enhance practical understanding.

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.


**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.

Course curriculum

  • 1
    Recap on SFC Notifications and Ongoing Obligations Requirements on SFC Licensed Corporations (with Quiz and Situational Analysis)
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 6 questions correctly out of 10 questions)
    • Step 3: Download your certificate