Courses
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), All Regulatory Compliance Courses (Introduced in 2023), Data Security Series
Compliance Training on Cross-Border Data Transfer
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), All Regulatory Compliance Courses (Introduced in 2023), Data Security Series
Personal Data Privacy Training Data Management Practices
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
Introduction to Ethics From the perspective of the SFC
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
Regulatory Concerns about Conflicts of Interests From Ethics Perspectives
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
Basic Compliance Training on Prevention of Bribery
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), 普通话课程, Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
Basic Compliance Training on Prevention of Bribery (CHINESE VERSION)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), 普通话课程, Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
A Practical Ethical Guide for Financial Practitioners in the Finance Industry (CHINESE VERSION)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Ethics Series, All Regulatory Compliance Courses (Introduced in 2022)
A Practical Ethical Guide for Financial Practitioners in the Finance Industry
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, SFC Reporting and Filing Series
Training on SFC Financial Resources Returns Revised Forms (effective from 1 January 2022) (Particularly for SFC Type 4 and/or Type 9 Licensed Corporations)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Cyber Security Series
SFC Guidelines for Reducing and Mitigating Hacking Risks Associated with Internet Trading
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Cyber Security Series, Type 1 Regulated Activities Related
How should SFC licensed corporations manage Cybersecurity Risks?
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related
Compliance Online Training on Regulatory Inspection
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Type 1 Regulated Activities Related
Online Training on SFC Electronic Trading Regulation
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), SFC Reporting and Filing Series
SFC Financial Related Returns & Filing and FRR Compliance Knowledge
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Type 1 Regulated Activities Related, Type 4 Regulated Activities Related
Compliance Training on How to Avoid Product Mis-selling
