Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2024)
Presentation For All SFC Licensed Corporations on Recent Regulatory Concerns
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Compliance Kick Off Online Training For Fund Managers (Updated Sept 2023 Edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Case Studies on Ethical Dilemmas Faced by Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Ethical Performance Reporting and Marketing for Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Compliance Training on Operational Risks of SFC Licensed Asset Management Companies (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Online Training of SFC Manager-In-Charge Regime (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, All Regulatory Compliance Courses (Introduced in 2024)
SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations) (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Online Training on Insider Dealing Compliance Issues and Cases (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Capturing the opportunities of the New Capital Investment Entrant Scheme (CIES) - Compliance Points to note
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, All Regulatory Compliance Courses (Introduced in 2024)
Navigating AML Landscape Basic and Beyond
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
A Comprehensive Guide to the Professional Investors Regime and Recent Changes
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, Fund Manager Series, SFC Reporting and Filing Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Walk Through the SFC Latest Business and Risk Management Questionnaire (BRMQ)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), ESG Series, Type 9 Regulated Activities Related
Training on the Management and Disclosure of Climate-Related Risks for HK SFC Licensed Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, 普通话课程, All Regulatory Compliance Courses (Introduced in 2023)
Hong Kong SFC AML Requirements on Virtual Asset Service Providers (CHINESE Version)
