In this 1 hour webinar, you will gain a clear understanding of the latest updates to the SFC’s Type 9 licensing regime and the newly revised SFC Financial Resources Rules. This session will guide you through essential compliance requirements, strategic planning tips, and practical considerations to ensure a smooth transition.
These updates are expected to be highly relevant for SFC Type 9 licensed corporations in 2026. Join us to equip yourself with the knowledge needed to prepare for these regulatory changes and proactively assess their impact on your firm.
This training is divided into four parts below:
Part 1 – Background to the OTC Derivatives Regulatory Regime
Part 2 – Introduction to OTC Derivatives-related Regulated Activities
Part 3 – Getting ready for the expanded Type 9 regime
Part 4 – Proposed Changes to the FRR Rules
To complete the training, you are required to answer 6 questions in the Assessment Test at the end of the training and have 10 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at [email protected]. Thank you.