A Comprehensive Guide to the Professional Investors Regime and Recent Changes

New Course introduced in 2024

This training will give you a comprehensive guide to the Professional Investors Regime of Hong Kong and the newly introduced Sophisticated Professional Investors Regime and the training will cover the following key topics:

• Professional Investors Regime & Suitability Requirement
• Sophisticated Professional Investors Regime
• Professional Investors Onboarding Steps
• Regulatory enforcement actions about breaches and compliance failures of implementation of the Professional Investors regulatory requirements 
• Corporate Professional Investors Assessment 

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.