Courses
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, Fund Manager Series, SFC Reporting and Filing Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Walk Through the SFC Latest Business and Risk Management Questionnaire (BRMQ)
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, SFC Reporting and Filing Series
Training on SFC Financial Resources Returns Revised Forms (effective from 1 January 2022) (Particularly for SFC Type 4 and/or Type 9 Licensed Corporations)
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), SFC Reporting and Filing Series
SFC Financial Related Returns & Filing and FRR Compliance Knowledge
-
All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series, Type 1 Regulated Activities Related
Update about SFC Revised Financial Resources Rules (FRR)(April 2019)
-
All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), SFC Reporting and Filing Series, Type 4 Regulated Activities Related
Record Keeping Requirements for SFC licensed corporations under the Securities and Futures Ordinance