Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2024)
Presentation For All SFC Licensed Corporations on Recent Regulatory Concerns
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, Fund Manager Series, SFC Reporting and Filing Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 9 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2023)
Walk Through the SFC Latest Business and Risk Management Questionnaire (BRMQ)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, SFC Reporting and Filing Series
Training on SFC Financial Resources Returns Revised Forms (effective from 1 January 2022) (Particularly for SFC Type 4 and/or Type 9 Licensed Corporations)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), SFC Reporting and Filing Series
SFC Financial Related Returns & Filing and FRR Compliance Knowledge
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series, Type 1 Regulated Activities Related
Update about SFC Revised Financial Resources Rules (FRR)(April 2019)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), SFC Reporting and Filing Series, Type 4 Regulated Activities Related
Record Keeping Requirements for SFC licensed corporations under the Securities and Futures Ordinance
