This training focuses on the 10 key operational risks that asset management companies face, providing actionable recommendations for effectively addressing each one. Additionally, case studies of operational failures in financial companies are presented to serve as valuable lessons for fund managers. Furthermore, the program includes an overview of the latest views on operational risk management from the Securities and Futures Commission (SFC) to keep fund managers informed of regulatory requirements and best practices.
To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at [email protected]. Thank you.