Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related, All Regulatory Compliance Courses (Introduced in 2024)
Online Training of SFC Manager-In-Charge Regime (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related
Compliance Online Training on Regulatory Inspection
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Law Soc CPD Courses (1 CPD), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related
Market Misconduct under the Securities and Futures Ordinance
