Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition) (1 Hour) (English version)

HK$780

This training focuses on prevalent compliance issues and deficiencies faced by hedge fund managers and fund managers in the following areas:

  • Staffing arrangements
  • Operational processes
  • SFC notifications obligations
  • Compliance with SFC Financial Resources Rules


The primary objective of this training is to enhance awareness and prevent compliance breaches.

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.

Course curriculum

  • 1
    Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition)
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade 60%)(Answered 6 questions correctly out of 10 questions)
    • Step 3: Download your certificate