香港证监会牌照申请与合规最新动态

香港证监会牌照申请与合规最新动态

本课程共分为十个部分，包括牌照类别与申请趋势、申请条件与流程、申请过程中的常见问题、收费制度与常见问答、退场计划安排、单一股东风险、年费缴交实务、境外结构申报注意事项、是否持续持牌的判断，以及常见问题与资源整理。

课程涵盖如下内容:

1. 香港证监会牌照类别与申请趋势总览
2. 第四类就证券提供意见与第九类提供资产管理牌照申请条件与流程
3. 常见申请问题与处理建议
4. 牌照收费与常见问答
5. 退场计划与撤牌流程说明
6. 单一董事的合规风险与应对建议
7. 内地公司或个人赴港申请牌照的注意事项
8. 海外公司或股东参与时的合规处理方式
9. 香港证监会近期对牌照申请较关注的事宜
10. 总结

培训结束时您需要完成一个评估测试, 测试内共有10条问题,  正确回答6条问题。在进行评估测试之前，您必须完成整个训练, 否则可能导致您的培训证书无效。

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.