Join us for a 1‑hour webinar tailored for SFC licensed corporations in Hong Kong. We’ll guide you through the essentials of year‑end compliance, covering Financial Year‑End Accounts, the BRMQ, Audit Questionnaire, and Account Disclosure Document. Learn the submission process, the risks of getting it wrong, and practical strategies to ensure accuracy. We’ll also highlight common pitfalls and share insights on strengthening compliance systems before deadlines.
The 1-hour session is divided into Four Parts below:
Part 1 - Introduction about Financial Year End Documents
Part 2 - BRMQ Section A - General Information
Part 3 - BRMQ Section B - Regulated Activities
Part 4 - Common pitfalls during submission and how to proactively avoid them
To complete the training, you are required to answer 6 questions in the Assessment Test at the end of the training and have 10 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at [email protected]. Thank you.