Ethics Training for SFC Licensed Persons with case studies and ICAC case illustrations and points-to-note

HK$1100 (1.5 CPT Hours)(English Version)

Strengthen Your Ethical Foundations with CompliancePlus' 1.5-Hour Online CPT Ethics Training!

CompliancePlus offers a 1.5-hour CPT online training, designed to equip professionals with essential ethical principles, regulatory obligations, and real-world case studies, including ICAC case illustrations and key points-to-note.  

Course Outline

Part 1 - Laws on Prevention of Bribery in Hong Kong – Gain a thorough understanding of anti-bribery laws and their enforcement.  

Part 2 - Ethical Obligations to Clients under SFC Regulations – Learn key compliance duties for maintaining integrity in client relationships.  

Part 3 - In-Class Quiz – Test your knowledge and reinforce ethical concepts.  

Part 4 - Case Studies – Analyze real-world scenarios, including ICAC case illustrations, to apply ethical principles effectively.  


To complete the training, you are required to answer 15 questions in the Assessment Test at the end of the training and have 9 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.


**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.

Course curriculum

  • 1
    Ethics Training for SFC Licensed Persons with case studies and ICAC case illustrations and points-to-note
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 9 questions correctly out of 15 questions)
    • Step 3: Download your certificate