Social Media Compliance for SFC Licensed Corporations and Licensed Individuals

In today’s digital landscape, social media has become a frontline compliance risk for SFC licensed corporations and individuals. 

This essential training equips participants to navigate regulatory expectations with confidence and accountability with focus on four key areas below:

1. SFC Code Alignment – Ensuring all digital communications meet SFC Code of Conduct standards for fairness and clarity.

2. Practical Application – Applying concrete do’s and don’ts to daily social media use.

3. Risk Identification – Recognizing legal exposures under the SFO, Misrepresentation Ordinance Cap. 284, and Personal Data (Privacy) Ordinance.

4. Cases analyses enhancing awareness of Unauthorized Cross-Border Promotion, cold calling, misleading investment information, defamatory information on social media 

To complete the training, you are required to answer 5 questions in the Assessment Test at the end of the training and have 3 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.