Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series
Presentation For All SFC Licensed Corporations on Recent Regulatory Concerns
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Kick Off Online Training For Fund Managers (Updated Sept 2023 Edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related
Case Studies on Ethical Dilemmas Faced by Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related
Ethical Performance Reporting and Marketing for Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on Operational Risks of SFC Licensed Asset Management Companies (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related
Online Training of SFC Manager-In-Charge Regime (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series
SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations) (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related
Online Training on Insider Dealing Compliance Issues and Cases (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 9 Regulated Activities Related
Capturing the opportunities of the New Capital Investment Entrant Scheme (CIES) - Compliance Points to note
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series
Navigating AML Landscape Basic and Beyond
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 9 Regulated Activities Related
A Comprehensive Guide to the Professional Investors Regime and Recent Changes
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), ESG Series, Type 9 Regulated Activities Related
Training on the Management and Disclosure of Climate-Related Risks for HK SFC Licensed Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, 普通话课程, Crypto/Virtual Assets, Token, Stablecoin Series
Hong Kong SFC AML Requirements on Virtual Asset Service Providers (CHINESE Version)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Data Security Series
Compliance Training on Personal Data Governance
