This training offers a comprehensive overview of the SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) for Licensed Corporations. It includes the most recent updates made in November 2018. The training covers the following key areas:
Part 1: Customer Due Diligence under the SFC AML Guideline (Updated in November 2018)
Part 2: Institutional Risk Assessment for SFC Licensed Corporations
Part 3: Frequently Asked Questions on AML Compliance Matters
This training is highly recommended for individuals who wish to familiarize themselves with the SFC's latest approach to AML/CFT requirements for Licensed Corporations. Attending this session will provide a deeper understanding of the necessary steps to ensure compliance with regulatory obligations.
To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at [email protected]. Thank you.