As part of the training of our new Ethics Series, this course will explain areas below:
This training can enhance awareness of the SFC licensed persons on prevention of bribery that are particularly helpful to newly SFC licensed persons for them to make good and sound professional judgement to ensure compliance with the Prevention of Bribery Ordinance.
Most of the contents of this training are referenced to Ethics in Practice, A Practical Guide for Financial Practitioners that is jointly published by the organizers of Professional Ethics Programme for Securities, Futures and Investments Sectors that can be downloaded in link below:
https://www.icac.org.hk/new_icac/eng/public/cpm/financial.pdf
To complete the training, you are required to answer 5 questions in the Assessment Test at the end of the training and have 3 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at [email protected]. Thank you.