Courses
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on SFC Revised Fund Manager Code of Conduct - Key Areas of Changes and Dos and Don't's on Compliance
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series
Hong Kong SFC OTC Derivatives Regime - New Requirements in relation to OTC Derivative Risk Mitigation
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), SFC Reporting and Filing Series, Type 4 Regulated Activities Related
Record Keeping Requirements for SFC licensed corporations under the Securities and Futures Ordinance
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Type 9 Regulated Activities Related
SFC Proposed Expanded Type 9 Licensing Regime
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), AML Series
SFC Anti-Money Laundering and Counter-Financing of Terrorism – Foundation Training
