Courses
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2025)
Recap on SFC Notifications and Ongoing Obligations Requirements on SFC Licensed Corporations (with Quiz and Situational Analysis)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Cyber Security Series, Data Security Series, All Regulatory Compliance Courses (Introduced in 2025)
Hong Kong Data Privacy and Cybersecurity
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Cyber Security Series, Data Security Series, All Regulatory Compliance Courses (Introduced in 2025), Crypto/Virtual Assets, Token, Stablecoin Series
Crypto Scams and Fraud Prevention
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, SFC CPT Courses (1.5 CPT), All Regulatory Compliance Courses (Introduced in 2025)
AML Refresher Training with Case Studies and Discussion
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), All Regulatory Compliance Courses (Introduced in 2025), Cayman Islands AML Series
Cayman Islands AML Series : CIMA AML/CFT Activity Report (2023) and CIMA Inspections
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), AML Series, All Regulatory Compliance Courses (Introduced in 2025), Crypto/Virtual Assets, Token, Stablecoin Series
Update on Cryptocurrency and its AML issues and measures
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, SFC Reporting and Filing Series, All Regulatory Compliance Courses (Introduced in 2025)
Filling the SFC's Business and Risk Management Questionnaire (BRMQ) Step-by-Step Workshop
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Type 1 Regulated Activities Related, Type 4 Regulated Activities Related, Type 6 Regulated Activities Related, Type 9 Regulated Activities Related
A Brief Study of Recent SFC Enforcement Actions 2023 - 2024
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), SFC Reporting and Filing Series
Presentation For All SFC Licensed Corporations on Recent Regulatory Concerns
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Kick Off Online Training For Fund Managers (Updated Sept 2023 Edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related
Case Studies on Ethical Dilemmas Faced by Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Ethics Series, Type 9 Regulated Activities Related
Ethical Performance Reporting and Marketing for Fund Managers
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on Operational Risks of SFC Licensed Asset Management Companies (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Type 1 Regulated Activities Related, Type 6 Regulated Activities Related
Online Training of SFC Manager-In-Charge Regime (2024 edition)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Online Training on Common Ongoing Compliance, Regulatory Issues & Deficiency relating to Hedge Fund Managers & Fund Managers (2024 edition)
