Courses
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Law Soc CPD Courses (0.5 CPD), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on SFC Revised Fund Manager Code of Conduct - Key Areas of Changes and Dos and Don't's on Compliance
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Law Soc CPD Courses (1 CPD), Fund Manager Series, Type 9 Regulated Activities Related
Compliance Training on SFC Revised Fund Manager Code of Conduct - How to Prepare Compliance Manual and Policies to ensure Compliance
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code)
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Introduction to Hong Kong Open-ended Fund Companies Regime
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All Regulatory Compliance Courses, SFC CPT Courses (0.5 CPT), Fund Manager Series, Type 9 Regulated Activities Related
SFC Proposed Expanded Type 9 Licensing Regime
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All Regulatory Compliance Courses, SFC CPT Courses (1 CPT), Fund Manager Series, Type 9 Regulated Activities Related
Virtual Assets related Compliance Requirements to SFC Licensed Asset Managers
