香港基金经理合规启动培训

本线上培训主要为证监会持牌的资产管理及基金经理公司提供基本合规要求与责任资讯。本培训内容覆盖证监会基金经理操守准则提及的主要合规要求以及相关的通报要求与责任。这对证监会持牌企业及人士在开展业务上至为重要。本线上培训最近于 2023 年 9 月更新。

培训结束时您需要完成一个评估测试, 测试内共有10条问题及正确回答6条问题。。在进行评估测试之前，您必须完成整个训练, 否则可能导致您的培训证书无效。

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at [email protected]. Thank you.