Compliance Kick Off Online Training (0.5 Hour) (English version)

HK$400

This online training provides a basic understanding on compliance requirements and obligations relating to SFC licensed asset management companies and fund managers. This training covers the core compliance requirements under the SFC Fund Manager Code of Conduct and notifications obligations to the SFC that is important and crucial to a SFC licensed corporation and SFC licensed person to kick off their business. 


To complete the training, you are required to answer 5 questions in the Assessment Test at the end of the training and have 3 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at info@complianceplus.hk. Thank you.

Course curriculum

  • 1
    3. Compliance Kick Off Online Training
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 3 questions correctly out of 5 questions)
    • Step 3: Download your certificate