Compliance Training on Revised SFC Fund Manager Code of Conduct: Key areas of changes and Dos and Don'ts on Compliance (0.5 Hour) (English Version)


This online training is to explain the key areas of changes with detailed steps to take on compliance under the Revised Fund Manager Code of Conduct (effective from November 2018) and the Dos and Dont's on compliance in implementing changes and new policies required under the Revised Fund Manager Code of Conduct.

To complete the training, you are required to answer 8 questions in the Assessment Test at the end of the training and have 6 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at Thank you.

Course curriculum

  • 1
    Compliance Training on SFC Revised Fund Manager Code of Conduct - Key Areas of Changes and Dos and Don't's on Compliance
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 75%)(Answered 6 questions correctly out of 8 questions)
    • Step 3: Complete Course Evaluation (Required by the Law Society of Hong Kong for CPD course, you may skip this part for SFC CPT course)(Please note that overall rating of the Course may be posted on Law Society website)
    • Step 4: Download your certificate