This online training provides an overview of the risk mitigation requirements in relation to non-centrally cleared OTC derivative transactions which has already become effective on 1 September 2019.
In this training session, it covers the background of the SFC OTC derivatives regulatory regime, risk mitigation requirements in relation to non-centrally cleared OTC derivative transactions, follow-up compliance points-to-note as well as the discussion of some common FAQs on this topic.
To complete the training, you are required to answer 5 questions in the Assessment Test at the end of the training and have 3 questions answered correctly. Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.
**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**
For any queries, please email us at email@example.com. Thank you.
- Step 1: Watch the Training Video
- Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 3 questions correctly out of 5 questions)
- Step 3: Download your certificate