Update about SFC Revised Financial Resources Rules (FRR) (April 2019 Edition) (1 hour) (English Version)


This training provides an overview on the revised SFC Financial Resources Rules (FRR) which has been effective on 1 April 2019.  The major changes in the FRR are the accounting treatments regarding the tenancy agreements for business premises, proprietary positions and haircut percentages, securities dealing and underwriting, and technical changes. 

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at info@complianceplus.hk. Thank you.

Course curriculum

  • 1
    Update about SFC Revised Financial Resources Rules (FRR)(April 2019)
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 6 questions correctly out of 10 questions)
    • Step 3: Download your Certificate