Introduction of SFC Guidelines on Online Distribution & Advisory Platforms and Offline Requirements Applicable to Complex Products (July 2019)(1 hour)

HK$780

This training provides an overview on the introduction of SFC Guidelines on Online Distribution & Advisory Platforms ("the Guidelines") and Offline Requirements Applicable to Complex Products ("Paragraph 5.5 Code of Conduct") which both have become effective on 6 July 2019. After these updates, the online and offline requirements for the distribution of complex products are aligned and it would ensure a level playing field, avoiding potential regulatory arbitrage.

To complete the training, you are required to answer 10 questions in the Assessment Test at the end of the training and have 6 questions answered correctly.  Prior to taking the Assessment Test, you must watch the entire training video. Failure to do so may lead to cancellation of your Certificate of Completion.

**Please note that you are required to create an account with Thinkific, our Learning Management platform. Your Certificate of Completion will be issued using the name used to create the account. Therefore, please ensure that your official name is used when creating the account on Thinkific.**

For any queries, please email us at info@complianceplus.hk. Thank you.

Course curriculum

  • 1
    21. Introduction of SFC Guidelines on Online Distribution & Advisory Platforms and Offline Requirements Applicable to Complex Products
    • Step 1: Watch the Training Video
    • Step 2: Take Online Assessment (Passing Grade: 60%)(Answer 6 questions correctly out of 10 questions)
    • Step 3: Download your Certificate